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JOHN HOFFMAN
JOHN W HOFFMAN, JOHN WALTER HOFFMAN JR, JOHN W WALTER HOFFMAN JR
CRD#: 5392331
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 10 S JEFFERSON ST STE 100
ROANOKE, VA 24011
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - 2020 (13 years)2 FIRMS2020 - Present (4 years)
License(s)

State Registrations

B
Alabama 12/14/2020

B
New York 11/30/2020

B
Arizona 11/30/2020

B
North Carolina 11/30/2020

B
California 11/30/2020

B
Oregon 1/2/2025

B
Colorado 11/30/2020

B
South Carolina 11/30/2020

B
Connecticut 1/8/2021

B
Texas 11/30/2020

B
Florida 11/30/2020

IA
Texas 11/30/2020

B
Georgia 11/30/2020

B
Virginia 11/30/2020

B
Maine 11/30/2020

IA
Virginia 11/30/2020

B
Maryland 11/30/2020

B
West Virginia 11/30/2020

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
10 S JEFFERSON ST STE 100, ROANOKE, VA 24011
Registered with this firm since 11/30/2020

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
10 S JEFFERSON ST STE 100, ROANOKE, VA 24011
Registered with this firm since 11/30/2020

Previous Registration(s)
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IA
09/29/2007 - 12/10/2020 UBS FINANCIAL SERVICES INC. (CRD#:8174) ROANOKE, VA
B
08/31/2007 - 12/10/2020 UBS FINANCIAL SERVICES INC. (CRD#:8174) ROANOKE, VA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.