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RODOLFO GARZA-FERNANDEZ
RODOLFO GARZA
CRD#: 5392071
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 200 South Biscayne Boulevard
Suite 1100
Miami, FL 33131
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - 2017 (9 years)2 FIRMS2017 - Present (7 years)
Disclosure(s)
View By:
2/3/2016
Customer Dispute
Denied
8/11/2011
Customer Dispute
Denied
License(s)

State Registrations

B
California 5/12/2017

B
Puerto Rico 5/12/2017

B
Delaware 5/12/2017

B
South Dakota 1/13/2020

B
Florida 5/12/2017

B
Tennessee 9/30/2024

IA
Florida 5/15/2017

B
Texas 5/30/2019

B
Georgia 8/6/2020

IA
Texas 4/15/2020

B
Illinois 5/7/2019

B
Utah 5/17/2024

B
New Jersey 1/7/2019

B
Virginia 1/30/2019

B
New York 5/12/2017

B
Washington 1/20/2022

B
North Carolina 10/5/2023

B
Wyoming 12/18/2019

B
Pennsylvania 3/4/2022

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
200 South Biscayne Boulevard Suite 1100, Miami, FL 33131
Registered with this firm since 5/12/2017

B
MORGAN STANLEY (CRD#:149777)
200 South Biscayne Boulevard Suite 1100, Miami, FL 33131
Registered with this firm since 5/12/2017

Previous Registration(s)
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IA
10/09/2007 - 05/19/2017 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MIAMI, FL
B
09/06/2007 - 05/19/2017 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MIAMI, FL
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.