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Jarrad John DiMaggio
CRD#: 5390915
IA
Investment Adviser
B
Broker
RBC CAPITAL MARKETS, LLCCRD#: 31194 Walnut Creek, CA
Registration History
20082010201220142016201820202022202420262 FIRMS2023 - Present (2 years)BSECURIAN FINANCIAL SERVICES, INC. (CRD# 15296)2021 - 2022 (1 year)BFARMERS FINANCIAL SOLUTIONS, LLC (CRD# 103863)2016 - 2021 (5 years)BSAYBRUS EQUITY SERVICES, INC (CRD# 153319)2013 - 2016 (2 years)BMETLIFE SECURITIES INC. (CRD# 14251)2010 - 2013 (2 years)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2007 - 2009 (1 year)IASECURIAN FINANCIAL SERVICES, INC. (CRD# 15296)2022 - 2022 (<1 year)IAMETLIFE SECURITIES INC. (CRD# 14251)2011 - 2013 (1 year)
License(s)

State Registrations

B
Arizona 2/3/2025

B
Nevada 2/3/2025

B
Arkansas 2/3/2025

B
New York 2/3/2025

B
California 1/20/2023

B
North Carolina 2/3/2025

IA
California 1/20/2023

B
Ohio 2/5/2025

B
Colorado 2/3/2025

B
Oklahoma 2/3/2025

B
Delaware 2/3/2025

B
Oregon 2/3/2025

B
Florida 2/3/2025

B
Pennsylvania 2/3/2025

B
Hawaii 2/3/2025

B
Rhode Island 2/3/2025

B
Idaho 2/3/2025

B
South Dakota 2/3/2025

B
Illinois 2/3/2025

B
Tennessee 2/3/2025

B
Indiana 2/3/2025

B
Texas 2/3/2025

B
Iowa 2/3/2025

IA
Texas 2/3/2025

B
Louisiana 2/3/2025

B
Utah 2/3/2025

B
Maryland 2/3/2025

B
Virginia 2/3/2025

B
Massachusetts 2/3/2025

B
Washington 2/3/2025

B
Minnesota 2/3/2025

B
Wisconsin 2/3/2025

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX PEARL, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RBC CAPITAL MARKETS, LLC (CRD#:31194)
Walnut Creek, CA
99 ALMADEN BOULEVARD SUITE 300, SAN JOSE, CA 95113-1603
Registered with this firm since 1/20/2023

B
RBC CAPITAL MARKETS, LLC (CRD#:31194)
Walnut Creek, CA
99 ALMADEN BOULEVARD SUITE 300, SAN JOSE, CA 95113-1603
Registered with this firm since 1/20/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/20/2022 - 11/02/2022 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) SAN RAMON, CA
B
10/15/2021 - 11/02/2022 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) SAN RAMON, CA
B
05/25/2016 - 10/08/2021 FARMERS FINANCIAL SOLUTIONS, LLC (CRD#:103863) PLEASANT HILL, CA
B
08/14/2013 - 04/05/2016 SAYBRUS EQUITY SERVICES, INC (CRD#:153319) HARTFORD, CT
IA
09/27/2011 - 01/10/2013 METLIFE SECURITIES INC. (CRD#:14251) WALNUT CREEK, CA
B
05/28/2010 - 01/10/2013 METLIFE SECURITIES INC. (CRD#:14251) WALNUT CREEK, CA
B
09/14/2007 - 03/18/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) CONCORD, CA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.