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Detailed Report
TIFFANY M YEE
TIFFANY MEE LIN YEE, TIFFANY YEE
CRD#: 5390785
IA
Investment Adviser
B
Broker
SOVRAN ADVISORS, LLCCRD#: 329415 150 S LOS ROBLES AVE
SUITE 750
PASADENA, CA 91101
CETERA ADVISOR NETWORKS LLCCRD#: 13572 150 S LOS ROBLES AVE
STE 750
PASADENA, CA 91101
Registration History
20082010201220142016201820202022202420262 FIRMS2013 - 2016 (3 years)2 FIRMS2016 - 2025 (8 years)2 FIRMS2025 - Present (<1 year)BMETLIFE SECURITIES INC. (CRD# 14251)2007 - 2013 (5 years)
License(s)

State Registrations

B
Alabama 3/17/2025
B
Michigan 3/17/2025
B
Arizona 3/17/2025
B
Nevada 3/17/2025
B
Arkansas 3/17/2025
B
New Jersey 3/17/2025
B
California 3/17/2025
B
New York 3/17/2025
IA
California 3/18/2025
B
North Carolina 3/17/2025
B
Colorado 3/17/2025
B
Ohio 3/18/2025
B
Florida 3/17/2025
B
Oregon 3/17/2025
B
Georgia 3/17/2025
B
Pennsylvania 3/17/2025
B
Hawaii 3/17/2025
B
South Carolina 3/17/2025
B
Idaho 3/17/2025
B
Texas 3/17/2025
B
Illinois 3/17/2025
IA
Texas 3/17/2025
B
Kentucky 3/17/2025
B
Utah 3/17/2025
B
Maryland 3/17/2025
B
Virginia 3/17/2025
B
Massachusetts 3/17/2025
B
Washington 3/17/2025

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
150 S LOS ROBLES AVE STE 750, PASADENA, CA 91101
PASADENA, CA
Registered with this firm since 3/17/2025
IA
SOVRAN ADVISORS, LLC (CRD#:329415)
150 S LOS ROBLES AVE SUITE 750, PASADENA, CA 91101
Registered with this firm since 3/17/2025
Previous Registration(s)
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IA
 08/16/2016 - 03/18/2025 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) LOS ANGELES, CA
B
 08/16/2016 - 03/18/2025 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) LOS ANGELES, CA
IA
 10/04/2013 - 08/17/2016 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) WOODLAND HILLS, CA
B
 07/25/2013 - 08/17/2016 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) WOODLAND HILLS, CA
B
 08/20/2007 - 07/11/2013 METLIFE SECURITIES INC. (CRD#:14251) LOS ANGELES, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.