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Detailed Report
MATTHEW L RUSSELL
MATTHEW L. RUSSELL
CRD#: 5390081
IA
Investment Adviser
B
Broker
SCHWAB WEALTH ADVISORY, INC.CRD#: 159035 9800 Schwab Way
Lone Tree, CO 80124
CHARLES SCHWAB & CO., INC.CRD#: 5393 9800 Schwab Way
Lone Tree, CO 80124
Registration History
2008201020122014201620182020202220242026IASCHWAB WEALTH ADVISORY, INC. (CRD# 159035)2017 - Present (7 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2011 - Present (13 years)BCURIAN CLEARING, LLC (CRD# 132938)2008 - 2011 (3 years)BJACKSON NATIONAL LIFE DISTRIBU... (CRD# 40178)2007 - 2008 (<1 year)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2011 - 2017 (5 years)
License(s)

State Registrations

B
Alabama 11/10/2011
B
Nebraska 11/10/2011
B
Alaska 11/10/2011
B
Nevada 11/10/2011
B
Arizona 11/10/2011
B
New Hampshire 11/10/2011
B
Arkansas 11/10/2011
B
New Jersey 11/10/2011
B
California 11/10/2011
B
New Mexico 11/10/2011
B
Colorado 11/10/2011
B
New York 11/10/2011
IA
Colorado 4/21/2017
B
North Carolina 11/10/2011
B
Connecticut 11/10/2011
B
North Dakota 11/10/2011
B
Delaware 11/10/2011
B
Ohio 11/14/2011
B
District of Columbia 11/10/2011
B
Oklahoma 11/10/2011
B
Florida 11/10/2011
B
Oregon 11/10/2011
B
Georgia 11/10/2011
B
Pennsylvania 11/10/2011
B
Hawaii 11/10/2011
B
Puerto Rico 11/10/2011
B
Idaho 11/10/2011
B
Rhode Island 11/10/2011
B
Illinois 11/10/2011
B
South Carolina 11/10/2011
B
Indiana 11/10/2011
B
South Dakota 11/10/2011
B
Iowa 11/10/2011
B
Tennessee 11/10/2011
B
Kansas 11/10/2011
B
Texas 11/10/2011
B
Kentucky 11/10/2011
IA
Texas 1/2/2020
B
Louisiana 11/10/2011
B
Utah 11/10/2011
B
Maine 11/10/2011
B
Vermont 11/10/2011
B
Maryland 11/10/2011
B
Virgin Islands 11/10/2011
B
Massachusetts 11/10/2011
B
Virginia 11/10/2011
B
Michigan 11/10/2011
B
Washington 11/10/2011
B
Minnesota 11/10/2011
B
West Virginia 11/10/2011
B
Mississippi 11/10/2011
B
Wisconsin 11/10/2011
B
Missouri 11/10/2011
B
Wyoming 11/10/2011
B
Montana 11/10/2011

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SCHWAB WEALTH ADVISORY, INC. (CRD#:159035)
9800 Schwab Way, Lone Tree, CO 80124
Registered with this firm since 4/21/2017
B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
9800 Schwab Way, Lone Tree, CO 80124
Registered with this firm since 11/10/2011
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 11/10/2011 - 04/21/2017 CHARLES SCHWAB & CO., INC. (CRD#:5393) Lone Tree, CO
B
 07/14/2008 - 10/03/2011 CURIAN CLEARING, LLC (CRD#:132938) DENVER, CO
B
 11/16/2007 - 05/28/2008 JACKSON NATIONAL LIFE DISTRIBUTORS LLC (CRD#:40178) DENVER, CO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.