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Detailed Report
MICHAEL LEE SCHUDEL
CRD#: 5389541
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Investment Adviser
SMART WEALTH, LLCCRD#: 315496 13815 FNB PARKWAY, SUITE 400
OMAHA, NE 68154
Registration History
2008201020122014201620182020202220242026IASMART WEALTH, LLC (CRD# 315496)2021 - Present (3 years)IAAE WEALTH MANAGEMENT, LLC (CRD# 282580)2020 - 2021 (1 year)IARETIREMENT WEALTH ADVISORS, INC. (CRD# 137658)2019 - 2020 (<1 year)IANORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2008 - 2014 (5 years)
License(s)

State Registrations

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Arizona 2/16/2023
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Nebraska 10/21/2021
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Colorado 7/18/2023
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Nevada 8/5/2024
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Florida 3/14/2023
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Ohio 8/5/2024
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Indiana 8/4/2024
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South Carolina 11/1/2023
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Iowa 2/15/2023
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Texas 2/15/2023
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Kentucky 8/4/2024
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Virginia 8/4/2024
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Maryland 8/4/2024
Current Registration(s)
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SMART WEALTH, LLC (CRD#:315496)
13815 FNB PARKWAY, SUITE 400, OMAHA, NE 68154
Registered with this firm since 10/21/2021
Previous Registration(s)
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 08/03/2020 - 11/22/2021 AE WEALTH MANAGEMENT, LLC (CRD#:282580) OMAHA, NE
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 11/07/2019 - 04/15/2020 RETIREMENT WEALTH ADVISORS, INC. (CRD#:137658) OMAHA, NE
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 10/10/2008 - 07/03/2014 NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881) OMAHA, NE
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.