Individual Firm
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MICHAEL LEE SCHUDEL
CRD#: 5389541
IA
SMART WEALTH, LLCCRD#: 315496 13815 FNB PARKWAY, SUITE 400
OMAHA, NE 68154
OMAHA, NE 68154
0
Disclosures
10
Years of Experience
View By:
State Registrations
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Arizona 2/16/2023
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Nebraska 10/21/2021
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Colorado 7/18/2023
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Nevada 8/5/2024
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Florida 3/14/2023
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Ohio 8/5/2024
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Indiana 8/4/2024
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South Carolina 11/1/2023
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Iowa 2/15/2023
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Texas 2/15/2023
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Kentucky 8/4/2024
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Virginia 8/4/2024
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Maryland 8/4/2024
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Registered with this firm since 10/21/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/03/2020 - 11/22/2021 | OMAHA, NE | |
IA | 11/07/2019 - 04/15/2020 | OMAHA, NE | |
IA | 10/10/2008 - 07/03/2014 | OMAHA, NE |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.