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SCOTT E DION
CRD#: 5389265
IA
B
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 5 BEDFORD FARMS
FL 3
BEDFORD, NH 03110-6531
FL 3
BEDFORD, NH 03110-6531
0
Disclosures
17
Years of Experience
View By:
State Registrations
B
Alabama 10/27/2022
B
New Hampshire 9/30/2016
B
Arizona 1/24/2017
IA
New Hampshire 4/12/2017
B
California 1/24/2017
B
New Jersey 5/4/2023
B
Connecticut 1/24/2017
B
New York 1/24/2017
B
Delaware 2/14/2025
B
North Carolina 1/25/2017
B
District of Columbia 10/20/2022
B
Ohio 5/22/2024
B
Florida 1/24/2017
B
Oregon 11/3/2021
B
Georgia 1/27/2017
B
Pennsylvania 9/6/2022
B
Hawaii 1/14/2025
B
South Carolina 1/24/2017
B
Kentucky 9/11/2024
B
Tennessee 11/11/2024
B
Maine 1/24/2017
B
Texas 1/24/2017
B
Maryland 1/25/2017
IA
Texas 1/25/2017
B
Massachusetts 1/25/2017
B
Vermont 1/25/2017
B
Minnesota 1/23/2017
B
Virginia 10/16/2018
B
Nevada 1/31/2017
SRO Registrations
B
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IA
Registered with this firm since 1/25/2017
B
Registered with this firm since 9/30/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 01/12/2009 - 09/07/2016 | NASHUA, NH | |
B | 09/06/2007 - 11/24/2008 | MERRIMACK, NH |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.