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Detailed Report
TIFFANY BURROWS LEROY
TIFFANY LAUREN BURROWS
CRD#: 5388891
IA
Investment Adviser
B
Broker
SCHWAB WEALTH ADVISORY, INC.CRD#: 159035 Wesley Chapel, FL
CHARLES SCHWAB & CO., INC.CRD#: 5393 Wesley Chapel, FL
Registration History
2008201020122014201620182020202220242026IASCHWAB WEALTH ADVISORY, INC. (CRD# 159035)2023 - Present (1 year)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2020 - Present (4 years)BUSAA FINANCIAL ADVISORS, INC. (CRD# 129035)2016 - 2020 (4 years)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2008 - 2015 (7 years)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2020 - 2023 (3 years)IAUSAA INVESTMENT MANAGEMENT COMPANY (CRD# 5475)2018 - 2020 (2 years)IAUSAA FINANCIAL PLANNING SERVICES (CRD# 106352)2016 - 2018 (2 years)IAAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2009 - 2015 (6 years)
License(s)

State Registrations

B
California 5/23/2020
B
New York 5/23/2020
B
Connecticut 5/23/2020
B
North Carolina 5/23/2020
B
Florida 5/23/2020
B
Ohio 4/2/2024
IA
Florida 5/16/2023
B
Pennsylvania 5/23/2020
B
Indiana 5/23/2020
B
Rhode Island 5/23/2020
B
Maine 5/23/2020
B
Texas 1/18/2024
B
Maryland 5/23/2020
B
Vermont 11/14/2023
B
Massachusetts 5/23/2020
B
Virginia 1/18/2024
B
New Hampshire 5/23/2020
B
Washington 3/7/2024
B
New Jersey 3/7/2024
B
Wisconsin 11/16/2023

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SCHWAB WEALTH ADVISORY, INC. (CRD#:159035)
Wesley Chapel, FL
Registered with this firm since 5/16/2023
B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
Wesley Chapel, FL
Registered with this firm since 5/23/2020
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/28/2020 - 05/17/2023 CHARLES SCHWAB & CO., INC. (CRD#:5393) Temple Terrace, FL
IA
 01/08/2018 - 05/24/2020 USAA INVESTMENT MANAGEMENT COMPANY (CRD#:5475) SAN ANTONIO, TX
B
 01/15/2016 - 05/24/2020 USAA FINANCIAL ADVISORS, INC. (CRD#:129035) TAMPA, FL
IA
 01/15/2016 - 01/08/2018 USAA FINANCIAL PLANNING SERVICES (CRD#:106352) TAMPA, FL
IA
 03/23/2009 - 12/09/2015 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) VIRGINIA BEACH, VA
B
 04/30/2008 - 12/09/2015 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) VIRGINIA BEACH, VA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.