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Detailed Report
REED WILLIAM LIPSEY
REED LIPSEY
CRD#: 5388864
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 4259 W SWAMP RD
STE 102
DOYLESTOWN, PA 18902
Registration History
2008201020122014201620182020202220242026IAWELLS FARGO ADVISORS (CRD# 19616)2021 - Present (4 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2018 - Present (6 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2014 - 2018 (4 years)BPNC INVESTMENTS (CRD# 129052)2010 - 2014 (3 years)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2007 - 2010 (2 years)
Disclosure(s)
View By:
9/1/2022
Judgment / Lien
8/2/2021
Judgment / Lien
License(s)

State Registrations

B
New Jersey 7/22/2019
B
Pennsylvania 7/28/2023
IA
New Jersey 4/8/2021
IA
Pennsylvania 7/28/2023
B
New York 11/1/2018
B
South Carolina 9/14/2020
B
North Carolina 7/22/2019
B
Virginia 5/3/2022

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
4259 W SWAMP RD STE 102, DOYLESTOWN, PA 18902
Registered with this firm since 4/8/2021
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
4259 W SWAMP RD STE 102, DOYLESTOWN, PA 18902
Registered with this firm since 11/1/2018
Previous Registration(s)
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B
 05/15/2014 - 08/06/2018 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
B
 07/13/2010 - 04/14/2014 PNC INVESTMENTS (CRD#:129052) LEONIA, NJ
B
 09/05/2007 - 05/25/2010 WELLS FARGO ADVISORS, LLC (CRD#:19616) RIDGEWOOD, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.