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Detailed Report
LUKE ANDREW ALGER
CRD#: 5387062
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 5030 THOROUGHBRED LANE
BRENTWOOD, TN 37027
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 5030 THOROUGHBRED LN
BRENTWOOD, TN 37027
Registration History
20132014201520162017201820192020202120222023202420252026IATRUIST ADVISORY SERVICES, INC. (CRD# 283390)2016 - Present (8 years)BTRUIST INVESTMENT SERVICES, INC. (CRD# 17499)2014 - Present (10 years)BPARK AVENUE SECURITIES LLC (CRD# 46173)2013 - 2014 (<1 year)IASUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2014 - 2016 (2 years)IAPARK AVENUE SECURITIES LLC (CRD# 46173)2014 - 2014 (<1 year)
Disclosure(s)
View By:
12/7/2023
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 8/1/2014
B
Nevada 3/1/2021
B
Arizona 8/1/2014
B
New Hampshire 2/9/2017
B
Arkansas 3/7/2018
B
New York 2/9/2017
B
California 8/1/2014
B
North Carolina 8/1/2014
B
Colorado 1/29/2019
B
North Dakota 8/2/2019
B
Florida 8/1/2014
B
Ohio 2/9/2017
B
Georgia 8/1/2014
B
Oregon 2/23/2017
B
Illinois 4/6/2015
B
Pennsylvania 9/24/2014
B
Indiana 2/9/2017
B
South Carolina 8/1/2014
B
Kentucky 8/1/2014
B
Tennessee 8/1/2014
B
Louisiana 8/1/2014
IA
Tennessee 9/9/2016
B
Maryland 2/9/2018
B
Texas 2/6/2017
B
Michigan 8/1/2014
IA
Texas 5/12/2017
B
Minnesota 5/8/2023
B
Virginia 10/21/2016
B
Missouri 10/22/2024
B
Washington 8/20/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
5030 THOROUGHBRED LANE, BRENTWOOD, TN 37027
5205 MARYLAND WAY, BRENTWOOD, TN 37027
Registered with this firm since 9/9/2016
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
5030 THOROUGHBRED LN, BRENTWOOD, TN 37027
BRENTWOOD, TN
Registered with this firm since 8/1/2014
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 08/01/2014 - 12/31/2016 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) BRENTWOOD, TN
IA
 04/24/2014 - 08/08/2014 PARK AVENUE SECURITIES LLC (CRD#:46173) BRENTWOOD, TN
B
 12/21/2013 - 08/08/2014 PARK AVENUE SECURITIES LLC (CRD#:46173) BRENTWOOD, TN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.