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Detailed Report
BOONE EDWARD LANCASTER
CRD#: 5386228
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 104 WOODMONT BLVD
SUITE 210
NASHVILLE, TN 37205
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - 2011 (3 years)2 FIRMS2011 - 2018 (7 years)2 FIRMS2018 - Present (6 years)
Disclosure(s)
View By:
11/1/2012
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 11/2/2018
B
Pennsylvania 3/10/2020
B
California 3/12/2021
B
South Carolina 10/29/2020
B
Colorado 11/2/2018
B
Tennessee 11/2/2018
B
Idaho 9/22/2020
IA
Tennessee 11/2/2018
B
Indiana 8/11/2020
B
Texas 11/2/2018
B
Massachusetts 11/2/2018
IA
Texas 10/17/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
104 WOODMONT BLVD SUITE 210, NASHVILLE, TN 37205
Registered with this firm since 11/2/2018
B
OSAIC WEALTH, INC. (CRD#:23131)
104 WOODMONT BLVD SUITE 210, NASHVILLE, TN 37205
Registered with this firm since 11/2/2018
Previous Registration(s)
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IA
 11/22/2011 - 11/02/2018 SIGNATOR INVESTORS, INC. (CRD#:468) NASHVILLE, TN
B
 09/16/2011 - 11/02/2018 SIGNATOR INVESTORS, INC. (CRD#:468) NASHVILLE, TN
IA
 11/20/2007 - 09/20/2011 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) FRANKLIN, TN
B
 10/01/2007 - 09/20/2011 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) FRANKLIN, TN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.