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FERNANDO Omar BARZANA JR
FERNANDO O BARZANA, FERNANDO BARZANA JR, FERNANDO BARZANA, Fernando Omar Barzana
CRD#: 5381840
IA
Investment Adviser
B
Broker
STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 1001 BRICKELL BAY
SUITE 2502 & SUITE 2908
MIAMI, FL 33131
Registration History
20082010201220142016201820202022202420262 FIRMS2009 - 2009 (<1 year)2 FIRMS2013 - 2016 (3 years)2 FIRMS2016 - 2021 (5 years)2 FIRMS2021 - Present (3 years)BITA FINANCIAL SERVICES, LLC (CRD# 38649)2010 - 2012 (2 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2008 - 2009 (<1 year)
License(s)

State Registrations

B
Alabama 7/18/2023

B
North Carolina 8/26/2021

B
Arkansas 2/2/2022

B
Ohio 7/18/2023

B
California 8/26/2021

B
Oklahoma 7/18/2023

B
Colorado 6/15/2023

B
Oregon 7/18/2023

B
Connecticut 7/18/2023

B
Pennsylvania 7/18/2023

B
Delaware 7/18/2023

B
Puerto Rico 8/26/2021

B
Florida 8/26/2021

B
South Carolina 7/18/2023

IA
Florida 8/27/2021

B
South Dakota 7/18/2023

B
Georgia 8/26/2021

B
Texas 8/26/2021

B
Illinois 7/18/2023

B
Utah 7/18/2023

B
Maryland 8/26/2021

B
Virgin Islands 7/18/2023

B
Minnesota 8/23/2023

B
Virginia 7/18/2023

B
New Jersey 8/26/2021

B
Washington 7/18/2023

B
New Mexico 8/26/2021

B
Wyoming 7/18/2023

B
New York 8/26/2021

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
1001 BRICKELL BAY SUITE 2502 & SUITE 2908, MIAMI, FL 33131
Registered with this firm since 8/27/2021

B
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
1001 BRICKELL BAY SUITE 2502 & SUITE 2908, MIAMI, FL 33131
Registered with this firm since 8/26/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/06/2016 - 08/30/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) CORAL GABLES, FL
B
06/03/2016 - 08/30/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) CORAL GABLES, FL
IA
08/12/2013 - 06/06/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CORAL GABLES, FL
B
03/15/2013 - 06/06/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CORAL GABLES, FL
B
06/17/2010 - 12/12/2012 ITA FINANCIAL SERVICES, LLC (CRD#:38649) MIAMI, FL
B
04/20/2009 - 12/17/2009 INTERNATIONAL ASSETS ADVISORY, LLC (CRD#:10645) SOUTH MIAMI, FL
IA
04/17/2009 - 04/20/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CORAL GABLES, FL
B
11/26/2008 - 04/20/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CORAL GABLES, FL
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.