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DANIEL RYAN KING
DANIEL KING
CRD#: 5381693
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 1455 16th St
Ste 407
Denver, CO 80202
Registration History
2008201020122014201620182020202220242026IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2023 - Present (1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2008 - Present (16 years)BJ.P. MORGAN SECURITIES INC. (CRD# 18718)2007 - 2008 (1 year)
Disclosure(s)
View By:
8/7/2022
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 9/25/2009

B
Nebraska 9/25/2009

B
Alaska 9/25/2009

B
Nevada 9/25/2009

B
Arizona 9/25/2009

B
New Hampshire 9/25/2009

B
Arkansas 9/25/2009

B
New Jersey 9/25/2009

B
California 9/25/2009

B
New Mexico 9/25/2009

B
Colorado 10/1/2008

B
New York 10/1/2008

IA
Colorado 3/30/2023

B
North Carolina 9/28/2009

B
Connecticut 9/25/2009

B
North Dakota 9/25/2009

B
Delaware 9/25/2009

B
Ohio 9/28/2009

B
District of Columbia 9/25/2009

B
Oklahoma 9/25/2009

B
Florida 9/25/2009

B
Oregon 9/25/2009

B
Georgia 9/25/2009

B
Pennsylvania 9/25/2009

B
Hawaii 9/25/2009

B
Puerto Rico 4/20/2010

B
Idaho 9/25/2009

B
Rhode Island 9/25/2009

B
Illinois 9/25/2009

B
South Carolina 9/25/2009

B
Indiana 9/25/2009

B
South Dakota 9/25/2009

B
Iowa 9/25/2009

B
Tennessee 9/25/2009

B
Kansas 9/25/2009

B
Texas 9/25/2009

B
Kentucky 9/25/2009

IA
Texas 4/3/2023

B
Louisiana 9/25/2009

B
Utah 9/25/2009

B
Maine 9/25/2009

B
Vermont 9/25/2009

B
Maryland 9/25/2009

B
Virgin Islands 4/20/2010

B
Massachusetts 9/25/2009

B
Virginia 9/25/2009

B
Michigan 9/25/2009

B
Washington 9/25/2009

B
Minnesota 9/25/2009

B
West Virginia 9/25/2009

B
Mississippi 9/25/2009

B
Wisconsin 9/25/2009

B
Missouri 9/25/2009

B
Wyoming 9/25/2009

B
Montana 9/25/2009

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
1455 16th St Ste 407, Denver, CO 80202
Registered with this firm since 3/30/2023

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
1455 16th St Ste 407, Denver, CO 80202
Registered with this firm since 10/1/2008

Previous Registration(s)
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B
08/22/2007 - 10/01/2008 J.P. MORGAN SECURITIES INC. (CRD#:18718) DENVER, CO
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.