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Detailed Report
FRANCES E AGUILERA
FRANCES ELIZABETH VERA
CRD#: 5380754
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 3720 SW 58 AVENUE
MIAMI, FL 33155
Registration History
20082010201220142016201820202022202420263 FIRMS2008 - 2008 (<1 year)2 FIRMS2009 - 2009 (<1 year)2 FIRMS2011 - Present (13 years)B1717 CAPITAL MANAGEMENT COMPANY (CRD# 4082)2007 - 2008 (<1 year)
License(s)

State Registrations

B
Florida 11/2/2011
B
New York 6/17/2015
IA
Florida 11/21/2011
IA
New York 4/16/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
3720 SW 58 AVENUE, MIAMI, FL 33155
Registered with this firm since 11/21/2011
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
3720 SW 58 AVENUE, MIAMI, FL 33155
Registered with this firm since 11/2/2011
Previous Registration(s)
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IA
 05/21/2009 - 11/18/2009 HORNOR, TOWNSEND & KENT, INC. (CRD#:4031) CORAL GABLES, FL
B
 04/24/2009 - 11/18/2009 HORNOR, TOWNSEND & KENT, INC. (CRD#:4031) CORAL GABLES, FL
IA
 08/01/2008 - 11/24/2008 NATIONWIDE SECURITIES, LLC (CRD#:11173) MIAMI, FL
B
 08/01/2008 - 11/24/2008 NATIONWIDE SECURITIES, LLC (CRD#:11173) MIAMI, FL
IA
 04/16/2008 - 08/01/2008 1717 CAPITAL MANAGEMENT COMPANY (CRD#:4082) MIAMI, FL
B
 12/05/2007 - 08/01/2008 1717 CAPITAL MANAGEMENT COMPANY (CRD#:4082) MIAMI, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.