• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
DELIA J ESPINOSA
DELIA ESPINOSA, DELIA JILL ESPINOSA-NARUS, DELIA JILL NARUS
CRD#: 5380051
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 100 South East 2nd Street
25th floor
Miami, FL 33131
Registration History
2010201220142016201820202022202420262 FIRMS2010 - Present (14 years)
License(s)

State Registrations

B
Arizona 6/1/2012

B
New York 7/16/2010

B
California 5/24/2012

B
Ohio 2/6/2024

B
Colorado 9/9/2021

B
Puerto Rico 1/25/2018

B
District of Columbia 5/8/2020

B
South Dakota 9/9/2021

B
Florida 6/9/2010

B
Texas 5/31/2012

IA
Florida 7/14/2010

IA
Texas 5/4/2020

B
Illinois 4/30/2024

B
Virgin Islands 8/25/2023

B
Maine 7/14/2022

B
Washington 1/3/2025

IA
Maine 7/3/2024

B
Wyoming 2/6/2024

B
Massachusetts 2/27/2020

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
100 South East 2nd Street 25th floor, Miami, FL 33131
miami, FL
Registered with this firm since 7/14/2010

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
100 South East 2nd Street 25th floor, Miami, FL 33131
miami, FL
Registered with this firm since 6/7/2010

For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.