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RICK S WITHERS
CRD#: 5379401
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Investment Adviser
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Previous Broker
EPIQ CAPITAL GROUP, LLCCRD#: 292526 1 LOMBARD ST. #200
SAN FRANCISCO, CA 94111
Registration History
2010201220142016201820202022202420262 FIRMS2013 - 2016 (3 years)IAEPIQ CAPITAL GROUP, LLC (CRD# 292526)2020 - Present (4 years)IAICONIQ CAPITAL, LLC (CRD# 159198)2016 - 2018 (1 year)IALUMINOUS CAPITAL, LLC (CRD# 145566)2009 - 2013 (3 years)
License(s)

State Registrations

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California 7/6/2020

Current Registration(s)
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EPIQ CAPITAL GROUP, LLC (CRD#:292526)
1 LOMBARD ST. #200, SAN FRANCISCO, CA 94111
Registered with this firm since 7/6/2020

Previous Registration(s)
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08/05/2016 - 07/27/2018 ICONIQ CAPITAL, LLC (CRD#:159198) SAN FRANCISCO, CA
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01/07/2013 - 07/11/2016 FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. (CRD#:108559) SAN FRANCISCO, CA
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02/26/2013 - 07/11/2016 FIRST REPUBLIC SECURITIES COMPANY, LLC (CRD#:105108) MENLO PARK, CA
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08/04/2009 - 02/01/2013 LUMINOUS CAPITAL, LLC (CRD#:145566) PORTOLA VALLEY, CA
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Broker
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Investment Adviser
Disclosures
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