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Misty Busam
MISTY LEIGH BUSAM, MISTY LEIGH JONES
CRD#: 5378520
IA
B
MORGAN STANLEYCRD#: 149777 7755 Montgomery Road
2Nd Floor
Cincinnati, OH 45236
2Nd Floor
Cincinnati, OH 45236
0
Disclosures
13
Years of Experience
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State Registrations
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Alabama 10/14/2021
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Nevada 5/22/2019
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Alaska 10/14/2021
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New Hampshire 10/14/2021
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Arizona 10/14/2021
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New Jersey 10/14/2021
B
Arkansas 5/22/2019
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New Mexico 5/22/2019
B
California 12/15/2020
B
New York 7/13/2020
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Colorado 10/14/2021
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North Carolina 5/22/2019
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Connecticut 10/14/2021
B
North Dakota 5/22/2019
B
Delaware 10/14/2021
B
Ohio 4/30/2019
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District of Columbia 10/14/2021
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Ohio 4/30/2019
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Florida 5/22/2019
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Oklahoma 10/14/2021
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Georgia 5/22/2019
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Oregon 10/14/2021
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Hawaii 10/14/2021
B
Pennsylvania 5/22/2019
B
Idaho 10/14/2021
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Puerto Rico 5/22/2019
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Illinois 5/22/2019
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Rhode Island 5/22/2019
B
Indiana 4/30/2019
B
South Carolina 5/22/2019
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Iowa 10/14/2021
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South Dakota 5/22/2019
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Kansas 10/14/2021
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Tennessee 10/14/2021
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Kentucky 5/22/2019
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Texas 5/22/2019
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Louisiana 10/14/2021
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Texas 5/22/2019
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Maine 10/14/2021
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Utah 5/22/2019
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Maryland 10/14/2021
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Vermont 10/14/2021
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Massachusetts 5/22/2019
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Virgin Islands 5/25/2022
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Michigan 10/14/2021
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Virginia 10/14/2021
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Minnesota 5/22/2019
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Washington 5/22/2019
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Mississippi 5/22/2019
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West Virginia 10/14/2021
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Missouri 5/22/2019
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Wisconsin 5/22/2019
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Montana 6/15/2021
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Wyoming 10/14/2021
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Nebraska 5/22/2019
SRO Registrations
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IA
Registered with this firm since 4/30/2019
B
Registered with this firm since 4/30/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/29/2019 - 04/26/2019 | CINCINNATI, OH | |
B | 10/31/2018 - 04/26/2019 | CINCINNATI, OH | |
B | 12/22/2016 - 05/04/2018 | Southlake, TX | |
B | 06/01/2016 - 05/04/2018 | Southlake, TX | |
IA | 01/19/2012 - 02/09/2016 | CINCINNATI, OH | |
B | 11/11/2011 - 11/21/2013 | CINCINNATI, OH | |
IA | 05/25/2011 - 10/31/2011 | CINCINNATI, OH | |
B | 03/01/2011 - 10/31/2011 | CINCINNATI, OH |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.