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Detailed Report
Thurman Adolphus Johnson
THURMAN ADULPHUS JOHNSON
CRD#: 5377833
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 1602 Tarleton St Unit B
Midland, TX 79703
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - 2008 (<1 year)2 FIRMS2008 - 2012 (4 years)2 FIRMS2013 - 2013 (<1 year)2 FIRMS2013 - Present (11 years)
License(s)

State Registrations

B
Arizona 12/6/2013
B
Oklahoma 12/6/2013
B
Arkansas 5/24/2021
B
Pennsylvania 3/4/2016
B
California 12/6/2013
B
South Carolina 8/3/2021
B
Colorado 12/6/2013
B
Texas 12/6/2013
B
Louisiana 7/27/2021
IA
Texas 12/6/2013
B
Missouri 12/13/2016

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
1602 Tarleton St Unit B, Midland, TX 79703
Registered with this firm since 12/6/2013
B
EDWARD JONES (CRD#:250)
1602 Tarleton St Unit B, Midland, TX 79703
Registered with this firm since 12/6/2013
Previous Registration(s)
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IA
 08/19/2013 - 12/10/2013 J.P. MORGAN SECURITIES LLC (CRD#:79) MIDLAND, TX
B
 08/26/2013 - 12/10/2013 J.P. MORGAN SECURITIES LLC (CRD#:79) MIDLAND, TX
IA
 04/22/2008 - 08/16/2012 EDWARD JONES (CRD#:250) MIDLAND, TX
B
 04/22/2008 - 08/16/2012 EDWARD JONES (CRD#:250) MIDLAND, TX
IA
 09/12/2007 - 03/19/2008 EDWARD JONES (CRD#:250) MIDLAND, TX
B
 08/27/2007 - 03/19/2008 EDWARD JONES (CRD#:250) MIDLAND, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.