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Marica Mattioli Davis
Marica Davis, MARICA MATTIOLI
CRD#: 5376877
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 100 CRESCENT COURT
SUITE 400
DALLAS, TX 75201
Registration History
20082010201220142016201820202022202420262 FIRMS2019 - Present (5 years)BGOLDMAN SACHS & CO. LLC (CRD# 361)2008 - 2019 (10 years)
License(s)

State Registrations

B
Arizona 6/3/2019

B
Nevada 6/3/2019

B
California 6/3/2019

B
New Jersey 6/3/2019

B
Colorado 6/3/2019

B
New Mexico 6/3/2019

B
Delaware 1/10/2020

B
New York 6/3/2019

B
Florida 6/3/2019

B
North Carolina 10/8/2024

B
Illinois 6/3/2019

B
Ohio 1/8/2020

B
Indiana 1/22/2021

B
Oklahoma 6/3/2019

B
Louisiana 6/3/2019

B
Rhode Island 6/3/2019

B
Massachusetts 6/3/2019

B
Texas 6/3/2019

B
Michigan 4/6/2021

IA
Texas 6/17/2019

B
Missouri 10/31/2023

B
Utah 6/3/2019

B
Montana 6/3/2019

B
Virginia 6/3/2019

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
100 CRESCENT COURT SUITE 400, DALLAS, TX 75201
Heath, TX
Registered with this firm since 6/17/2019

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
100 CRESCENT COURT SUITE 400, DALLAS, TX 75201
Heath, TX
Registered with this firm since 6/3/2019

Previous Registration(s)
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B
08/25/2008 - 06/27/2019 GOLDMAN SACHS & CO. LLC (CRD#:361) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.