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FREDERICK MAXIMILIAN KORT
F. MAXIMILIAN KORT, FREDERICK M KORT, MAXIMILIAN FREDERICK KORT
CRD#: 5376727
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Investment Adviser
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Previous Broker
ARETE WEALTH ADVISORS, LLCCRD#: 145488 Prudential Tower, 180 N Stetson Street, Unit 3500
Chicago, IL 60610
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - 2018 (10 years)IAARETE WEALTH ADVISORS, LLC (CRD# 145488)2021 - Present (3 years)IAIHT WEALTH MANAGEMENT LLC (CRD# 171481)2018 - 2021 (3 years)IAINSIGHT SECURITIES, INC. (CRD# 5611)2018 - 2018 (<1 year)
Disclosure(s)
View By:
8/12/2024
Customer Dispute
Pending
4/10/2023
Customer Dispute
Settled
9/9/2019
Customer Dispute
Award / Judgment
License(s)

State Registrations

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Florida 2/18/2022

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Texas 9/29/2021

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Illinois 1/12/2022

Current Registration(s)
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ARETE WEALTH ADVISORS, LLC (CRD#:145488)
Prudential Tower, 180 N Stetson Street, Unit 3500, Chicago, IL 60610
Registered with this firm since 9/29/2021

Previous Registration(s)
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05/21/2018 - 09/24/2021 IHT WEALTH MANAGEMENT LLC (CRD#:171481) CHICAGO, IL
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09/11/2007 - 06/06/2018 UBS FINANCIAL SERVICES INC. (CRD#:8174) CHICAGO, IL
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08/22/2007 - 06/06/2018 UBS FINANCIAL SERVICES INC. (CRD#:8174) CHICAGO, IL
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05/10/2018 - 05/18/2018 INSIGHT SECURITIES, INC. (CRD#:5611) HIGHLAND PARK, IL
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.