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JOSHUA MICHAEL HANEY
JOSH HANEY
CRD#: 5375873
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 2001 N MAIN ST STE 410
[WZ-RBO]
WALNUT CREEK, CA 94596
Registration History
20082010201220142016201820202022202420262 FIRMS2009 - 2010 (<1 year)2 FIRMS2010 - 2011 (<1 year)2 FIRMS2011 - 2012 (1 year)2 FIRMS2012 - Present (12 years)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2007 - 2008 (1 year)
License(s)

State Registrations

B
Arizona 3/1/2021

B
Montana 3/14/2023

B
Arkansas 5/16/2024

B
Nevada 5/8/2019

B
California 4/20/2012

B
New Jersey 8/24/2018

IA
California 4/20/2012

B
New York 4/2/2013

B
Colorado 4/4/2024

B
North Carolina 7/3/2017

B
Delaware 1/22/2025

B
Oklahoma 10/14/2024

B
District of Columbia 10/14/2024

B
Oregon 11/18/2014

B
Florida 8/24/2021

B
Pennsylvania 2/27/2015

B
Georgia 5/16/2022

B
South Carolina 4/4/2024

B
Hawaii 10/14/2024

B
South Dakota 2/12/2020

B
Idaho 2/12/2020

B
Tennessee 4/4/2024

B
Illinois 9/24/2020

B
Texas 1/13/2021

B
Indiana 4/4/2024

IA
Texas 1/13/2021

B
Kansas 10/14/2024

B
Utah 2/20/2025

B
Kentucky 10/14/2024

B
Virgin Islands 1/23/2025

B
Maryland 10/14/2024

B
Virginia 7/31/2023

B
Massachusetts 4/13/2020

B
Washington 4/4/2024

B
Michigan 4/4/2024

B
Wyoming 4/4/2024

B
Missouri 2/12/2020

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
2001 N MAIN ST STE 410 [WZ-RBO], WALNUT CREEK, CA 94596
Registered with this firm since 4/20/2012

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
2001 N MAIN ST STE 410 [WZ-RBO], WALNUT CREEK, CA 94596
Registered with this firm since 4/20/2012

Previous Registration(s)
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IA
03/21/2011 - 04/23/2012 BANCWEST INVESTMENT SERVICES, INC. (BWIS) AND BWIS D/B/A FHIS (CRD#:29357) DANVILLE, CA
B
03/21/2011 - 04/23/2012 BANCWEST INVESTMENT SERVICES, INC. (CRD#:29357) DANVILLE, CA
IA
06/02/2010 - 03/29/2011 WELLS FARGO ADVISORS, LLC (CRD#:19616) OAKLAND, CA
B
06/01/2010 - 03/29/2011 WELLS FARGO ADVISORS, LLC (CRD#:19616) OAKLAND, CA
IA
11/23/2009 - 06/02/2010 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) OAKLAND, CA
B
10/21/2009 - 06/02/2010 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) OAKLAND, CA
B
08/20/2007 - 12/19/2008 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) CONCORD, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.