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GAVIN ARTHUR LICHT
CRD#: 5375829
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 413 SW 5TH AVE STE 110
MERIDIAN, ID 83642
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - 2008 (1 year)2 FIRMS2008 - 2010 (2 years)2 FIRMS2010 - 2013 (2 years)2 FIRMS2013 - 2020 (6 years)2 FIRMS2020 - 2024 (3 years)2 FIRMS2024 - Present (1 year)
License(s)

State Registrations

B
California 1/3/2024

IA
Idaho 1/3/2024

B
Colorado 1/3/2024

B
Illinois 1/3/2024

B
Idaho 1/3/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
413 SW 5TH AVE STE 110, MERIDIAN, ID 83642
Registered with this firm since 1/3/2024

B
LPL FINANCIAL LLC (CRD#:6413)
413 SW 5TH AVE STE 110, MERIDIAN, ID 83642
Registered with this firm since 1/3/2024

Previous Registration(s)
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IA
05/29/2020 - 01/11/2024 AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363) Meridian, ID
B
05/29/2020 - 01/11/2024 AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363) Meridian, ID
IA
07/26/2013 - 06/02/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) WALNUT CREEK, CA
B
07/26/2013 - 06/02/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) WALNUT CREEK, CA
IA
12/21/2010 - 07/29/2013 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) SAN FRANCISCO, CA
B
12/21/2010 - 07/29/2013 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) SAN FRANCISCO, CA
IA
11/13/2008 - 12/22/2010 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SAN FRANCISCO, CA
B
11/12/2008 - 12/22/2010 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SAN FRANCISCO, CA
IA
11/21/2007 - 11/05/2008 WAMU INVESTMENTS, INC. (CRD#:599) SANTA ROSA, CA
B
10/03/2007 - 11/05/2008 WAMU INVESTMENTS, INC. (CRD#:599) SANTA ROSA, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.