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Andres Javier Pimentel
ANDRES J PIMENTEL, ANDRES PIMENTEL
CRD#: 5375389
IA
Investment Adviser
B
Broker
KOVACK ADVISORS, INC.CRD#: 140808 30740 SR 54
Suite 110
Wesley Chapel, FL 33543
KOVACK SECURITIES INC.CRD#: 44848 30740 SR 54
Suite 110
Wesley Chapel, FL 33543
Registration History
20082010201220142016201820202022202420262 FIRMS2017 - 2020 (3 years)2 FIRMS2020 - Present (4 years)BSUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2007 - 2017 (9 years)IASUNTRUST ADVISORY SERVICES, INC. (CRD# 283390)2016 - 2017 (<1 year)IASUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2007 - 2016 (9 years)
Disclosure(s)
View By:
3/6/2018
Customer Dispute
Denied
License(s)

State Registrations

B
Florida 7/31/2020

B
Texas 12/16/2021

IA
Florida 8/11/2020

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
KOVACK ADVISORS, INC. (CRD#:140808)
30740 SR 54 Suite 110, Wesley Chapel, FL 33543
Registered with this firm since 8/11/2020

B
KOVACK SECURITIES INC. (CRD#:44848)
30740 SR 54 Suite 110, Wesley Chapel, FL 33543
Registered with this firm since 7/31/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/12/2017 - 08/05/2020 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MIAMI, FL
B
07/11/2017 - 08/05/2020 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MIAMI, FL
IA
09/16/2016 - 07/11/2017 SUNTRUST ADVISORY SERVICES, INC. (CRD#:283390) MIAMI, FL
B
08/24/2007 - 07/11/2017 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) MIAMI, FL
IA
11/01/2007 - 12/31/2016 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) MIAMI, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.