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Detailed Report
LAURA RUSSELL-JONES
LAURA JEANNE RUSSELL, LAURA JEANNE RUSSELL-JONES
CRD#: 5374474
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 555 California Street
35Th Floor
San Francisco, CA 94104
Registration History
20082010201220142016201820202022202420262 FIRMS2020 - Present (5 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2009 - 2020 (10 years)BWM. H. MURPHY & CO., INC. (CRD# 27274)2007 - 2009 (2 years)IAWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2010 - 2020 (9 years)
Disclosure(s)
View By:
6/22/2022
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 6/17/2021
B
Michigan 6/28/2021
B
Arkansas 12/19/2023
B
Minnesota 5/30/2023
B
California 1/10/2020
B
Nevada 10/6/2023
IA
California 1/10/2020
B
New Mexico 7/1/2021
B
Colorado 1/10/2020
B
New York 1/10/2020
B
Connecticut 1/3/2024
B
Ohio 1/10/2020
B
Delaware 1/10/2020
B
Oregon 1/10/2020
B
District of Columbia 7/21/2021
B
Pennsylvania 1/10/2020
B
Florida 6/17/2021
B
South Carolina 4/23/2024
B
Georgia 11/13/2024
B
Texas 1/10/2020
B
Hawaii 3/18/2021
IA
Texas 1/10/2020
B
Illinois 7/21/2021
B
Utah 9/3/2024
B
Kansas 8/29/2024
B
Virginia 6/28/2021
B
Maine 1/25/2023
B
Washington 1/10/2020
B
Maryland 1/10/2020
B
Wyoming 10/25/2024
B
Massachusetts 4/22/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
555 California Street 35Th Floor, San Francisco, CA 94104
Registered with this firm since 1/10/2020
B
MORGAN STANLEY (CRD#:149777)
555 California Street 35Th Floor, San Francisco, CA 94104
Registered with this firm since 1/10/2020
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/05/2010 - 01/15/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SAN FRANCISCO, CA
B
 12/07/2009 - 01/15/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SAN FRANCISCO, CA
B
 10/22/2007 - 12/18/2009 WM. H. MURPHY & CO., INC. (CRD#:27274) HOUSTON, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.