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Detailed Report
JONATHAN SOVANN CHEA
CRD#: 5374248
IA
Investment Adviser
B
Broker
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCCRD#: 2881 500 E BROWARD BLVD
STE 2000
FT LAUDERDALE, FL 33394
Registration History
2008201020122014201620182020202220242026IANORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2015 - Present (10 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2008 - Present (16 years)
License(s)

State Registrations

B
Connecticut 10/8/2024
B
Nevada 11/1/2017
B
Florida 7/31/2008
B
New York 7/10/2018
IA
Florida 1/7/2015
B
Ohio 2/13/2025

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881)
500 E BROWARD BLVD STE 2000, FT LAUDERDALE, FL 33394
Registered with this firm since 1/7/2015
B
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881)
500 E BROWARD BLVD STE 2000, FT LAUDERDALE, FL 33394
Registered with this firm since 5/5/2008
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.