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Detailed Report
RAELYNN A HARLACH
RAELYNN ANTOINETTE HARLACH, RAELYNN HARLACH, RAELYNN ANTOINETTE LEWIS, RAELYNN ANTOINETTE MARQUART, RAE LYNN ROSOWICZ…
CRD#: 5374210
IA
Investment Adviser
B
Broker
VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 52 SOUTH UNION
SUITE 101
WILLIAMSVILLE, NY 14221
Registration History
20082010201220142016201820202022202420262 FIRMS2017 - Present (7 years)BPRUCO SECURITIES, LLC. (CRD# 5685)2016 - 2017 (1 year)BMETLIFE SECURITIES INC. (CRD# 14251)2009 - 2016 (6 years)BNYLIFE SECURITIES LLC (CRD# 5167)2009 - 2009 (<1 year)BMETLIFE SECURITIES INC. (CRD# 14251)2007 - 2009 (1 year)
Disclosure(s)
View By:
10/27/2008
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 7/24/2020
IA
New Hampshire 8/9/2018
IA
Arizona 8/27/2020
B
New Jersey 5/3/2017
B
Arkansas 1/16/2019
IA
New Jersey 5/3/2017
IA
Arkansas 1/16/2019
B
New Mexico 1/2/2022
B
California 5/22/2018
IA
New Mexico 1/3/2022
IA
California 5/22/2018
B
New York 3/21/2017
B
Colorado 7/24/2020
IA
New York 8/16/2021
IA
Colorado 7/24/2020
IA
North Carolina 5/22/2018
B
Connecticut 5/22/2018
B
North Carolina 5/23/2018
IA
Connecticut 5/22/2018
B
Ohio 9/27/2017
B
Delaware 8/9/2018
IA
Ohio 9/27/2017
IA
Delaware 8/9/2018
B
Oklahoma 2/13/2024
B
District of Columbia 5/22/2018
IA
Oklahoma 2/13/2024
IA
District of Columbia 6/26/2018
B
Oregon 8/9/2018
B
Florida 5/22/2018
IA
Oregon 8/9/2018
IA
Florida 5/24/2018
B
Pennsylvania 5/22/2018
B
Georgia 8/9/2018
IA
Pennsylvania 5/22/2018
IA
Georgia 8/9/2018
B
Rhode Island 9/11/2019
B
Hawaii 1/19/2023
IA
Rhode Island 9/17/2019
IA
Hawaii 1/19/2023
B
South Carolina 5/22/2018
B
Indiana 5/17/2023
IA
South Carolina 5/22/2018
IA
Indiana 5/17/2023
B
South Dakota 1/19/2023
B
Kentucky 11/15/2019
IA
South Dakota 1/23/2023
IA
Kentucky 11/18/2019
B
Tennessee 10/5/2020
B
Maine 3/5/2021
B
Texas 8/9/2018
IA
Maine 3/8/2021
IA
Texas 8/9/2018
B
Maryland 5/22/2018
B
Vermont 8/9/2018
IA
Maryland 5/22/2018
IA
Vermont 8/9/2018
B
Massachusetts 5/22/2018
B
Virginia 5/22/2018
IA
Massachusetts 8/23/2018
IA
Virginia 5/22/2018
B
Michigan 1/2/2022
B
Washington 8/9/2018
IA
Michigan 1/5/2022
IA
Washington 8/9/2018
B
Missouri 8/9/2018
B
West Virginia 9/11/2019
IA
Missouri 8/9/2018
IA
West Virginia 9/26/2019
B
Nevada 10/5/2020
B
Wisconsin 7/28/2020
IA
Nevada 10/12/2020
IA
Wisconsin 7/28/2020
B
New Hampshire 8/9/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
52 SOUTH UNION SUITE 101, WILLIAMSVILLE, NY 14221
307 FELLOWSHIP ROAD SUITE 205, MOUNT LAUREL, NJ 08054
Registered with this firm since 5/3/2017
B
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
52 SOUTH UNION SUITE 101, WILLIAMSVILLE, NY 14221
307 FELLOWSHIP ROAD SUITE 205, MOUNT LAUREL, NJ 08054
Registered with this firm since 3/21/2017
Previous Registration(s)
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B
 02/09/2016 - 03/27/2017 PRUCO SECURITIES, LLC. (CRD#:5685) AMHERST, NY
B
 04/01/2009 - 02/01/2016 METLIFE SECURITIES INC. (CRD#:14251) WILLIAMSVILLE, NY
B
 03/25/2009 - 04/06/2009 NYLIFE SECURITIES LLC (CRD#:5167) WILLIAMSVILLE, NY
B
 09/13/2007 - 02/12/2009 METLIFE SECURITIES INC. (CRD#:14251) WILLIAMSVILLE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.