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Detailed Report
Daniel Willey
DAN BRYAN WILLEY, DANIEL BRYAN WILLEY, Dan Willey, Daniel Bryan Willey, Daniel Willie
CRD#: 5373888
IA
Investment Adviser
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Broker
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCCRD#: 2881 601 UNION ST STE 2500
SEATTLE, WA 98101
Registration History
201220142016201820202022202420262 FIRMS2017 - 2018 (1 year)2 FIRMS2018 - 2020 (2 years)2 FIRMS2024 - Present (<1 year)BWOODBURY FINANCIAL SERVICES, INC. (CRD# 421)2011 - 2017 (5 years)IAFISHER INVESTMENTS (CRD# 107342)2020 - 2024 (3 years)IAWOODBURY FINANCIAL SERVICES, INC. (CRD# 421)2013 - 2017 (3 years)
License(s)

State Registrations

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Illinois 1/17/2025
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Washington 6/14/2024
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Massachusetts 1/14/2025
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Washington 6/21/2024
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Oregon 6/13/2024

SRO Registrations

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 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881)
601 UNION ST STE 2500, SEATTLE, WA 98101
Registered with this firm since 6/21/2024
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NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881)
601 UNION ST STE 2500, SEATTLE, WA 98101
Registered with this firm since 5/14/2024
Previous Registration(s)
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 10/15/2020 - 03/28/2024 FISHER INVESTMENTS (CRD#:107342) Camas, WA
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 08/09/2018 - 10/14/2020 NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881) PORTLAND, OR
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 08/08/2018 - 10/14/2020 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) PORTLAND, OR
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 01/19/2017 - 02/05/2018 LION STREET ADVISORS, LLC (CRD#:167610) LAKE OSWEGO, OR
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 01/03/2017 - 02/05/2018 LION STREET FINANCIAL, LLC (CRD#:165828) LAKE OSWEGO, OR
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 05/13/2013 - 01/04/2017 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) Lake Oswego, OR
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 04/22/2011 - 01/04/2017 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) Lake Oswego, OR
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.