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BRANDON CAO TRUONG
BRANDON TRUONG, NHAN CAO TRUONG
CRD#: 5373817
IA
B
PNC INVESTMENTSCRD#: 129052 18100 TOWN CENTER DRIVE
OLNEY, MD 20832
OLNEY, MD 20832
0
Disclosures
17
Years of Experience
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State Registrations
B
District of Columbia 5/30/2024
IA
Maryland 4/18/2024
B
Maryland 4/17/2024
B
Virginia 5/30/2024
SRO Registrations
B
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IA
Registered with this firm since 4/18/2024
B
Registered with this firm since 4/17/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/20/2019 - 04/04/2024 | Gaithersburg, MD | |
B | 08/13/2019 - 04/04/2024 | Gaithersburg, MD | |
IA | 07/11/2018 - 07/26/2019 | North Bethesda, MD | |
B | 07/11/2018 - 07/26/2019 | North Bethesda, MD | |
IA | 05/09/2017 - 07/11/2018 | Rockville, MD | |
B | 05/09/2017 - 07/11/2018 | McLean, VA | |
IA | 02/06/2015 - 05/05/2017 | WASHINGTON, DC | |
B | 01/26/2009 - 05/05/2017 | WASHINGTON, DC | |
B | 07/19/2007 - 01/21/2009 | NEWARK, NJ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.