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HEATHER E HAWLEY
HEATHER ELIZABETH LAWLOR, HEATHER LAWLOR, HEATHER ELIZABETH LAWLOR-HAWLEY
CRD#: 5373765
IA
Investment Adviser
B
Broker
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 2508 Genesee Street
Utica, NY 13502
Registration History
20082010201220142016201820202022202420262 FIRMS2025 - Present (<1 year)BOSAIC WEALTH, INC. (CRD# 23131)2011 - 2025 (13 years)BAXA ADVISORS, LLC (CRD# 6627)2007 - 2011 (4 years)IAOSAIC WEALTH, INC. (CRD# 23131)2015 - 2025 (9 years)IAADVANCED GROUP FINANCIAL SERVI... (CRD# 151451)2014 - 2021 (7 years)IAAXA ADVISORS, LLC (CRD# 6627)2008 - 2011 (3 years)
License(s)

State Registrations

B
Alabama 1/2/2025

B
Maryland 1/2/2025

B
Colorado 1/2/2025

B
Massachusetts 1/2/2025

B
Florida 1/2/2025

B
New York 1/2/2025

B
Georgia 1/2/2025

IA
New York 1/2/2025

B
Hawaii 1/3/2025

B
Utah 1/2/2025

B
Iowa 1/2/2025

B
Virginia 1/2/2025

B
Louisiana 1/2/2025

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
2508 Genesee Street, Utica, NY 13502
Registered with this firm since 1/2/2025

B
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
2508 Genesee Street, Utica, NY 13502
Registered with this firm since 1/2/2025

Previous Registration(s)
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IA
12/23/2015 - 01/09/2025 OSAIC WEALTH, INC. (CRD#:23131) UTICA, NY
B
10/07/2011 - 01/09/2025 OSAIC WEALTH, INC. (CRD#:23131) UTICA, NY
IA
04/23/2014 - 11/30/2021 ADVANCED GROUP FINANCIAL SERVICES, LLC (CRD#:151451) UTICA, NY
IA
05/14/2008 - 10/05/2011 AXA ADVISORS, LLC (CRD#:6627) SYRACUSE, NY
B
08/09/2007 - 10/05/2011 AXA ADVISORS, LLC (CRD#:6627) SYRACUSE, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.