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CARLA LOARTE
CARLA MARIE LOARTE, CARLA MARIE PERAZA
CRD#: 5372340
IA
Investment Adviser
B
Broker
RBC CAPITAL MARKETS, LLCCRD#: 31194 57 RIVER STREET
SUITE 102
WELLESLEY HILLS, MA 02481-2050
Registration History
2017201820192020202120222023202420252 FIRMS2024 - Present (<1 year)BMORGAN STANLEY (CRD# 149777)2019 - 2024 (5 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2017 - 2019 (1 year)IAMORGAN STANLEY (CRD# 149777)2021 - 2024 (3 years)
License(s)

State Registrations

B
Arizona 10/16/2024

IA
New Hampshire 9/25/2024

B
California 10/16/2024

B
New Jersey 10/16/2024

B
Colorado 10/16/2024

B
New Mexico 10/16/2024

B
Connecticut 10/16/2024

B
New York 10/16/2024

B
District of Columbia 10/16/2024

B
North Carolina 10/16/2024

B
Florida 10/16/2024

B
Ohio 10/16/2024

B
Georgia 10/16/2024

B
Oregon 10/16/2024

B
Hawaii 10/16/2024

B
Pennsylvania 10/16/2024

B
Illinois 10/16/2024

B
Rhode Island 10/16/2024

B
Louisiana 10/16/2024

B
South Dakota 10/16/2024

B
Maine 10/16/2024

B
Texas 10/16/2024

B
Maryland 10/16/2024

IA
Texas 10/16/2024

B
Massachusetts 9/24/2024

B
Utah 10/16/2024

B
Michigan 10/16/2024

B
Vermont 10/16/2024

B
Minnesota 10/16/2024

B
Virginia 10/16/2024

B
Montana 10/16/2024

B
Washington 10/16/2024

B
New Hampshire 9/24/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX PEARL, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RBC CAPITAL MARKETS, LLC (CRD#:31194)
57 RIVER STREET SUITE 102, WELLESLEY HILLS, MA 02481-2050
Registered with this firm since 9/25/2024

B
RBC CAPITAL MARKETS, LLC (CRD#:31194)
57 RIVER STREET SUITE 102, WELLESLEY HILLS, MA 02481-2050
Registered with this firm since 9/24/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/23/2021 - 10/11/2024 MORGAN STANLEY (CRD#:149777) Wellesley, MA
B
04/12/2019 - 10/11/2024 MORGAN STANLEY (CRD#:149777) Wellesley, MA
B
09/28/2017 - 04/23/2019 UBS FINANCIAL SERVICES INC. (CRD#:8174) WHITE PLAINS, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.