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ROBERT FERGUSON
ROBERT ALEXANDER FERGUSON
CRD#: 5372209
IA
Investment Adviser
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Broker
MFS INSTITUTIONAL ADVISORS INC.CRD#: 107144 Granite Bay, CA
MFS FUND DISTRIBUTORS, INC.CRD#: 31052 Granite Bay, CA
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - 2010 (2 years)2 FIRMS2010 - Present (15 years)
License(s)

State Registrations

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California 1/29/2010

IA
Massachusetts 2/22/2010

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MFS INSTITUTIONAL ADVISORS INC. (CRD#:107144)
Granite Bay, CA
Registered with this firm since 2/22/2010

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MFS FUND DISTRIBUTORS, INC. (CRD#:31052)
Granite Bay, CA
Registered with this firm since 1/29/2010

Previous Registration(s)
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10/04/2007 - 01/21/2010 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SCOTTSDALE, AZ
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09/07/2007 - 01/21/2010 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SCOTTSDALE, AZ
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.