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Detailed Report
Robert William Elmer
ROBERT W ELMER, ROBERT William ELMER, Robert W. Elmer, Robert William Valencia
CRD#: 5372040
IA
Investment Adviser
B
Broker
EMPOWER ADVISORY GROUP, LLCCRD#: 112058 REDDING, CA
EMPOWER FINANCIAL SERVICES, INC.CRD#: 13109 REDDING, CA
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - 2009 (1 year)2 FIRMS2018 - 2021 (2 years)2 FIRMS2021 - 2021 (<1 year)2 FIRMS2022 - Present (2 years)BSCOTTRADE, INC. (CRD# 8206)2013 - 2018 (4 years)IATD AMERITRADE INVESTMENT MANAG... (CRD# 111514)2018 - 2020 (2 years)IASCOTTRADE INVESTMENT MANAGEMENT (CRD# 169988)2017 - 2018 (<1 year)
License(s)

State Registrations

B
Alabama 9/13/2022
B
Montana 9/13/2022
B
Alaska 9/13/2022
B
Nebraska 9/13/2022
B
Arizona 9/13/2022
B
Nevada 9/13/2022
B
Arkansas 9/13/2022
B
New Hampshire 9/13/2022
B
California 9/13/2022
B
New Jersey 9/13/2022
IA
California 9/13/2022
B
New Mexico 9/13/2022
B
Colorado 9/13/2022
B
New York 9/13/2022
B
Connecticut 9/13/2022
B
North Carolina 9/13/2022
B
Delaware 9/13/2022
B
North Dakota 9/13/2022
B
District of Columbia 9/13/2022
B
Ohio 9/14/2022
B
Florida 9/13/2022
B
Oklahoma 9/13/2022
B
Georgia 9/13/2022
B
Oregon 9/13/2022
B
Hawaii 9/13/2022
B
Pennsylvania 9/13/2022
B
Idaho 9/13/2022
B
Puerto Rico 9/13/2022
B
Illinois 9/13/2022
B
Rhode Island 9/13/2022
B
Indiana 9/13/2022
B
South Carolina 9/13/2022
B
Iowa 9/13/2022
B
South Dakota 9/13/2022
B
Kansas 9/13/2022
B
Tennessee 9/13/2022
B
Kentucky 9/13/2022
B
Texas 9/13/2022
B
Louisiana 9/13/2022
B
Utah 9/13/2022
B
Maine 9/13/2022
B
Vermont 9/13/2022
B
Maryland 9/13/2022
B
Virginia 9/13/2022
B
Massachusetts 9/13/2022
B
Washington 9/13/2022
B
Michigan 9/13/2022
B
West Virginia 9/13/2022
B
Minnesota 9/13/2022
B
Wisconsin 9/13/2022
B
Mississippi 9/13/2022
B
Wyoming 9/13/2022
B
Missouri 9/13/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
EMPOWER FINANCIAL SERVICES, INC. (CRD#:13109)
REDDING, CA
Registered with this firm since 9/13/2022
IA
EMPOWER ADVISORY GROUP, LLC (CRD#:112058)
REDDING, CA
Registered with this firm since 9/13/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/09/2021 - 12/09/2021 J.P. MORGAN SECURITIES LLC (CRD#:79) REDDING, CA
B
 04/09/2021 - 12/09/2021 J.P. MORGAN SECURITIES LLC (CRD#:79) REDDING, CA
IA
 02/27/2018 - 01/11/2021 TD AMERITRADE, INC. (CRD#:7870) ROSEVILLE, CA
B
 02/26/2018 - 01/11/2021 TD AMERITRADE, INC. (CRD#:7870) ROSEVILLE, CA
IA
 02/26/2018 - 12/31/2020 TD AMERITRADE INVESTMENT MANAGEMENT, LLC (CRD#:111514) OMAHA, NE
IA
 05/12/2017 - 02/26/2018 SCOTTRADE INVESTMENT MANAGEMENT (CRD#:169988) SAINT LOUIS, MO
B
 07/17/2013 - 02/26/2018 SCOTTRADE, INC. (CRD#:8206) REDDING, CA
IA
 12/07/2007 - 05/05/2009 LPL FINANCIAL CORPORATION (CRD#:6413) REDDING, CA
B
 11/01/2007 - 05/05/2009 LPL FINANCIAL CORPORATION (CRD#:6413) REDDING, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.