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DUSTIN TAYLOR FIER
Dustin Fier
CRD#: 5371347
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 THREE CANAL PLAZA
PORTLAND, ME 04112
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 THREE CANAL PLAZA
PORTLAND, ME 04112
Registration History
20082010201220142016201820202022202420262 FIRMS2014 - 2020 (5 years)2 FIRMS2020 - Present (4 years)BUSAA FINANCIAL ADVISORS, INC. (CRD# 129035)2010 - 2014 (4 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2008 - 2010 (2 years)IAUSAA FINANCIAL PLANNING SERVICES (CRD# 106352)2011 - 2014 (3 years)
License(s)

State Registrations

B
California 11/30/2021

B
New Jersey 3/25/2023

B
Connecticut 11/30/2021

B
New York 3/9/2023

B
District of Columbia 1/9/2024

B
North Carolina 1/4/2024

B
Florida 10/21/2020

B
Ohio 12/1/2021

B
Louisiana 12/2/2022

B
South Carolina 5/19/2023

B
Maine 7/31/2020

B
Utah 5/5/2022

IA
Maine 8/5/2020

B
Vermont 10/21/2020

B
Massachusetts 10/21/2020

B
Virginia 11/30/2021

B
Montana 6/28/2024

B
Wisconsin 11/19/2024

B
New Hampshire 10/21/2020

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
THREE CANAL PLAZA, PORTLAND, ME 04112
Registered with this firm since 8/5/2020

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
THREE CANAL PLAZA, PORTLAND, ME 04112
PORTLAND, ME
Registered with this firm since 7/30/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/01/2014 - 07/17/2020 COMMONWEALTH FINANCIAL NETWORK (CRD#:8032) CUMBERLAND FORESIDE, ME
B
09/23/2014 - 07/17/2020 COMMONWEALTH FINANCIAL NETWORK (CRD#:8032) CUMBERLAND FORESIDE, ME
IA
01/24/2011 - 08/22/2014 USAA FINANCIAL PLANNING SERVICES (CRD#:106352) COLORADO SPRINGS, CO
B
08/30/2010 - 08/22/2014 USAA FINANCIAL ADVISORS, INC. (CRD#:129035) COLORADO SPRINGS, CO
B
06/23/2008 - 08/05/2010 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) HUDSON, WI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.