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Grant Thomas Stiles
GRANT T STILES, GRANT STILES
CRD#: 5370860
IA
B
RISE RETIREMENT, LLCCRD#: 299026 710 SE THIRD STREET
LEE'S SUMMIT, MO 64063
LEE'S SUMMIT, MO 64063
0
Disclosures
16
Years of Experience
View By:
State Registrations
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Kansas 12/1/2021
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Missouri 12/2/2021
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Louisiana 1/9/2025
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Registered with this firm since 12/1/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 10/14/2022 - 10/31/2022 | LITTLETON, CO | |
IA | 06/23/2016 - 12/01/2021 | OVERLAND PARK, KS | |
B | 07/16/2013 - 06/20/2016 | OVERLAND PARK, KS | |
B | 07/09/2012 - 06/07/2013 | OVERLAND PARK, KS | |
B | 04/07/2010 - 12/16/2011 | KANSAS CITY, MO | |
B | 07/27/2009 - 12/16/2011 | KANSAS CITY, MO | |
B | 09/08/2008 - 12/01/2009 | KANSAS CITY, MO | |
IA | 12/14/2007 - 05/14/2008 | INDEPENDENCE, MO | |
B | 11/15/2007 - 05/14/2008 | INDEPENDENCE, MO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.