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JASON ALLEN ROMPH
CRD#: 5370273
IA
Investment Adviser
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Previous Broker
LEE FINANCIAL COMPANY, LLCCRD#: 105910 8350 N. CENTRAL EXPRESSWAY
SUITE 1800
DALLAS, TX 75206
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2009 (1 year)2 FIRMS2010 - 2010 (<1 year)IALEE FINANCIAL COMPANY, LLC (CRD# 105910)2011 - Present (13 years)BRBC CAPITAL MARKETS, LLC (CRD# 31194)2010 - 2011 (<1 year)
Disclosure(s)
View By:
1/19/2010
Customer Dispute
Award / Judgment
License(s)

State Registrations

IA
Texas 7/29/2011

Current Registration(s)
IA
LEE FINANCIAL COMPANY, LLC (CRD#:105910)
8350 N. CENTRAL EXPRESSWAY SUITE 1800, DALLAS, TX 75206
Registered with this firm since 7/29/2011

Previous Registration(s)
th hidden textth hidden textNameLocation
B
04/14/2010 - 02/04/2011 RBC CAPITAL MARKETS, LLC (CRD#:31194) DALLAS, TX
IA
02/09/2010 - 03/31/2010 USAA FINANCIAL PLANNING SERVICES (CRD#:106352) SAN ANTONIO, TX
B
02/09/2010 - 03/31/2010 USAA FINANCIAL ADVISORS, INC. (CRD#:129035) SAN ANTONIO, TX
IA
03/12/2008 - 12/31/2009 RBC CAPITAL MARKETS CORPORATION (CRD#:31194) DALLAS, TX
B
02/21/2008 - 12/31/2009 RBC CAPITAL MARKETS CORPORATION (CRD#:31194) DALLAS, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.