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Dustin Dake
DUSTIN DAVID DAKE
CRD#: 5369245
IA
B
EDWARD JONESCRD#: 250 10333 N Meridian St Ste 140
Carmel, IN 46290
Carmel, IN 46290
0
Disclosures
17
Years of Experience
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State Registrations
B
Alabama 5/21/2019
B
Kentucky 7/31/2023
B
Arizona 6/28/2024
B
Michigan 12/5/2016
B
California 10/14/2016
B
Nevada 10/14/2016
B
Florida 10/14/2016
B
North Carolina 11/14/2022
B
Georgia 2/13/2018
B
Ohio 6/6/2017
B
Illinois 10/14/2016
B
Texas 1/23/2018
B
Indiana 10/14/2016
IA
Texas 12/6/2018
IA
Indiana 10/14/2016
B
Washington 10/14/2016
B
Kansas 8/16/2021
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 10/14/2016
B
Registered with this firm since 10/14/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/09/2015 - 10/14/2016 | INDIANAPOLIS, IN | |
B | 06/09/2015 - 10/14/2016 | INDIANAPOLIS, IN | |
IA | 10/18/2007 - 05/20/2015 | INDIANAPOLIS, IN | |
B | 09/25/2007 - 05/20/2015 | INDIANAPOLIS, IN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.