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Detailed Report
ELAINE MARGARET FENTERS
ELAINE MARGARET FENTERS MRS., ELAINE FENTERS, ELAINE MARGARET GOODWIN MISS
CRD#: 5368726
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 116 N MAIN ST
[PROFIT FORMULA]
FRANKLIN, VA 23851
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2013 - Present (11 years)
License(s)

State Registrations

B
Alabama 1/22/2014
B
New Mexico 12/20/2022
B
Arizona 1/22/2014
B
New York 1/22/2014
B
California 1/22/2014
B
North Carolina 1/23/2014
B
Colorado 1/22/2014
B
Ohio 1/23/2014
B
Connecticut 9/28/2022
B
Oklahoma 1/4/2023
B
Delaware 10/1/2019
B
Oregon 1/22/2014
B
District of Columbia 1/22/2014
B
Pennsylvania 4/14/2023
B
Florida 1/22/2014
B
Rhode Island 6/20/2018
B
Georgia 1/22/2014
B
South Carolina 1/22/2014
B
Illinois 1/22/2014
B
Tennessee 1/22/2014
B
Indiana 5/31/2023
B
Texas 1/22/2014
B
Kentucky 12/20/2022
IA
Texas 1/22/2014
B
Louisiana 1/22/2014
B
Vermont 1/22/2014
B
Maryland 1/22/2014
B
Virginia 8/2/2013
B
Massachusetts 1/22/2014
IA
Virginia 8/2/2013
B
Missouri 10/14/2013
B
Washington 1/22/2014
B
Montana 4/28/2016
B
Wisconsin 1/22/2014
B
New Jersey 1/22/2014

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
116 N MAIN ST [PROFIT FORMULA], FRANKLIN, VA 23851
Registered with this firm since 8/2/2013
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
116 N MAIN ST [PROFIT FORMULA], FRANKLIN, VA 23851
Registered with this firm since 6/10/2013
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.