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JAMIN MICAH KING
JAMIN M KING
CRD#: 5368519
IA
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 308 PARK AVE
AIKEN, SC 29801
AIKEN, SC 29801
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Disclosures
17
Years of Experience
View By:
State Registrations
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Alabama 1/12/2022
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Nevada 3/5/2024
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California 3/1/2022
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New Jersey 10/21/2024
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Florida 12/5/2014
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New York 8/9/2023
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Georgia 3/6/2017
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North Carolina 12/5/2014
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Illinois 11/20/2020
B
Ohio 12/5/2014
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Indiana 9/21/2015
B
Pennsylvania 12/5/2014
B
Kansas 3/6/2017
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South Carolina 12/5/2014
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Kentucky 1/21/2025
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South Carolina 12/8/2014
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Maine 5/10/2022
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Tennessee 1/21/2025
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Maryland 5/10/2021
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Texas 2/15/2016
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Massachusetts 1/3/2018
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Texas 2/24/2016
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Michigan 1/21/2025
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Virginia 12/5/2014
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Missouri 6/3/2022
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Washington 12/5/2014
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Nebraska 4/11/2022
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Wisconsin 7/27/2018
SRO Registrations
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Registered with this firm since 12/8/2014
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Registered with this firm since 12/5/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/17/2009 - 12/08/2014 | AIKEN, SC | |
B | 06/01/2009 - 12/08/2014 | AIKEN, SC | |
B | 11/02/2007 - 05/29/2009 | JACKSONVILLE, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.