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Detailed Report
JAMES P MORRIS
CRD#: 5368489
IA
Investment Adviser
B
Broker
FIRST COMMAND ADVISORY SERVICESCRD#: 281958 100 Main St. SW
Suite 117
Gainesville, GA 30501
FIRST COMMAND BROKERAGE SERVICES, INC.CRD#: 3641 100 Main St. SW
Suite 117
Gainesville, GA 30501
Registration History
201620172018201920202021202220232024202520262 FIRMS2016 - Present (8 years)
License(s)

State Registrations

B
Alabama 7/6/2016
B
Louisiana 3/5/2025
B
Georgia 7/6/2016
B
Mississippi 3/5/2025
IA
Georgia 7/11/2016

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIRST COMMAND ADVISORY SERVICES (CRD#:281958)
100 Main St. SW Suite 117, Gainesville, GA 30501
Gainesville, GA
Registered with this firm since 7/6/2016
B
FIRST COMMAND BROKERAGE SERVICES, INC. (CRD#:3641)
100 Main St. SW Suite 117, Gainesville, GA 30501
Gainesville, GA
Registered with this firm since 4/11/2016
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.