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Detailed Report
LISA DIONNE FORD
LISA DIONNE BENNETT, LISA DIONNE LUMPKIN, LISA D RANDLE, LISA DIONNE RANDLE
CRD#: 5367488
IA
Investment Adviser
B
Broker
MONEY CONCEPTS ADVISORY SERVICECRD#: 12963 9330 LBJ FREEWAY
SUITE 900
DALLAS, TX 75243
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - 2008 (<1 year)2 FIRMS2009 - 2012 (2 years)2 FIRMS2012 - 2013 (1 year)2 FIRMS2014 - Present (11 years)BPRINCOR FINANCIAL SERVICES COR... (CRD# 1137)2007 - 2009 (1 year)IAPRINCOR FINANCIAL SERVICES COR... (CRD# 1137)2008 - 2009 (1 year)
License(s)

State Registrations

B
District of Columbia 7/29/2019
B
Oklahoma 11/24/2014
B
Georgia 2/20/2018
B
Texas 1/15/2014
B
Ohio 7/26/2018
IA
Texas 1/15/2014

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MONEY CONCEPTS ADVISORY SERVICE (CRD#:12963)
9330 LBJ FREEWAY SUITE 900, DALLAS, TX 75243
Registered with this firm since 1/15/2014
B
MONEY CONCEPTS CAPITAL CORP (CRD#:12963)
9330 LBJ FREEWAY SUITE 900, DALLAS, TX 75243
Registered with this firm since 1/15/2014
Previous Registration(s)
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IA
 02/22/2012 - 12/31/2013 GREAT NATION INVESTMENT CORPORATION (CRD#:19981) RICHARDSON, TX
B
 02/22/2012 - 12/31/2013 GREAT NATION INVESTMENT CORPORATION (CRD#:19981) AMARILLO, TX
IA
 06/19/2009 - 02/09/2012 WADDELL & REED, INC. (CRD#:866) DALLAS, TX
B
 06/19/2009 - 02/09/2012 WADDELL & REED, INC. (CRD#:866) DALLAS, TX
IA
 01/07/2008 - 02/19/2009 PRINCOR FINANCIAL SERVICES CORPORATION (CRD#:1137) RICHARDSON, TX
B
 11/30/2007 - 02/19/2009 PRINCOR FINANCIAL SERVICES CORPORATION (CRD#:1137) RICHARDSON, TX
IA
 11/15/2007 - 01/03/2008 UNITED EQUITY SECURITIES, LLC (CRD#:47261) HOUSTON, TX
B
 11/15/2007 - 01/03/2008 UNITED EQUITY SECURITIES, LLC (CRD#:47261) HUSTON, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.