Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Derek Ryan Sandell
DEREK SANDELL
CRD#: 5366229
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 15350 SW SEQUOIA PKWY
SUITE 110
PORTLAND, OR 97224-7172
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - Present (17 years)
License(s)

State Registrations

B
Arizona 8/22/2011
B
Ohio 10/31/2008
B
California 7/23/2008
B
Oregon 9/5/2007
B
Colorado 10/30/2020
IA
Oregon 9/5/2007
B
Idaho 10/17/2012
B
Pennsylvania 1/8/2024
B
Maine 12/4/2013
B
Rhode Island 3/7/2022
B
Missouri 3/15/2023
B
Texas 7/8/2008
B
Nebraska 3/8/2021
IA
Texas 12/14/2018
B
Nevada 4/15/2013
B
Washington 10/23/2007

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
15350 SW SEQUOIA PKWY SUITE 110, PORTLAND, OR 97224-7172
Registered with this firm since 9/5/2007
B
EDWARD JONES (CRD#:250)
15350 SW SEQUOIA PKWY SUITE 110, PORTLAND, OR 97224-7172
Registered with this firm since 8/9/2007
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.