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THOMAS WILLIAM VON WEISE
VONWEISEE THOMAS
CRD#: 5365640
IA
B
JANUS HENDERSON INVESTORSCRD#: 104652 151 DETROIT STREET
DENVER, CO 80206
DENVER, CO 80206
JANUS HENDERSON DISTRIBUTORS US LLCCRD#: 28832 151 DETROIT STREET
DENVER, CO 80206
DENVER, CO 80206
0
Disclosures
17
Years of Experience
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State Registrations
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Alabama 10/25/2023
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Missouri 10/25/2023
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Alaska 10/25/2023
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Montana 10/25/2023
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Arizona 10/25/2023
B
Nebraska 10/25/2023
B
Arkansas 10/25/2023
B
Nevada 10/25/2023
B
California 10/25/2023
B
New Hampshire 1/7/2021
B
Colorado 2/18/2010
B
New Jersey 1/7/2021
IA
Colorado 6/14/2023
B
New Mexico 10/25/2023
B
Connecticut 1/7/2021
B
New York 1/7/2021
B
Delaware 1/7/2021
B
North Carolina 10/25/2023
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District of Columbia 10/25/2023
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North Dakota 10/25/2023
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Florida 10/25/2023
B
Ohio 1/7/2021
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Georgia 10/25/2023
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Oklahoma 10/25/2023
B
Hawaii 10/25/2023
B
Oregon 10/25/2023
B
Idaho 10/25/2023
B
Pennsylvania 1/7/2021
B
Illinois 1/7/2021
B
Rhode Island 1/7/2021
B
Indiana 1/7/2021
B
South Carolina 10/25/2023
B
Iowa 10/25/2023
B
South Dakota 10/25/2023
B
Kansas 10/25/2023
B
Tennessee 10/25/2023
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Kentucky 10/25/2023
B
Texas 10/25/2023
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Louisiana 10/25/2023
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Utah 10/25/2023
B
Maine 1/7/2021
B
Vermont 1/7/2021
B
Maryland 10/25/2023
B
Virginia 10/25/2023
B
Massachusetts 1/7/2021
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Washington 10/25/2023
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Michigan 1/7/2021
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West Virginia 1/7/2021
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Minnesota 10/25/2023
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Wisconsin 10/25/2023
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Mississippi 10/25/2023
B
Wyoming 10/25/2023
SRO Registrations
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IA
Registered with this firm since 6/14/2023
B
Registered with this firm since 2/18/2010
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/29/2008 - 02/17/2010 | DENVER, CO | |
B | 01/14/2010 - 02/16/2010 | DENVER, CO | |
B | 09/06/2007 - 12/31/2009 | DENVER, CO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.