• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
JEFF D HOGAN
JEFF DOUGLAS HOGAN
CRD#: 5365579
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 10000 AVALON BLVD
ALPHARETTA, GA 30009
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2013 - Present (11 years)
License(s)

State Registrations

B
Alabama 11/5/2014

B
Montana 12/18/2014

B
Arizona 11/5/2014

B
Nevada 11/5/2014

B
California 6/9/2014

B
New Jersey 9/17/2024

B
Colorado 6/7/2016

B
New Mexico 4/25/2022

B
District of Columbia 2/24/2023

B
New York 11/5/2014

B
Florida 11/27/2013

B
North Carolina 4/1/2014

B
Georgia 10/23/2013

B
Ohio 11/5/2014

IA
Georgia 10/23/2013

B
Oklahoma 3/14/2014

B
Illinois 11/5/2014

B
Pennsylvania 6/10/2016

B
Iowa 10/21/2024

B
Rhode Island 6/24/2021

IA
Iowa 10/21/2024

B
South Carolina 11/5/2014

B
Kansas 7/26/2017

B
Tennessee 3/1/2018

B
Louisiana 8/1/2016

B
Texas 11/5/2014

B
Maryland 11/5/2014

IA
Texas 11/5/2014

B
Massachusetts 11/5/2014

B
Virginia 11/5/2014

B
Michigan 11/5/2014

B
Washington 1/4/2021

B
Minnesota 7/16/2019

B
West Virginia 9/23/2019

B
Missouri 3/11/2020

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
10000 AVALON BLVD, ALPHARETTA, GA 30009
Registered with this firm since 10/23/2013

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
10000 AVALON BLVD, ALPHARETTA, GA 30009
Registered with this firm since 9/10/2013

For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.