Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
MATTHEW CURTIS HEFFINGTON
CRD#: 5365434
IA
Investment Adviser
B
Previous Broker
KIMERY WEALTH MANAGEMENT, LLCCRD#: 288229 6410 POPLAR AVENUE
SUITE 100 TOWER 2
MEMPHIS, TN 38119
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2014 - 2017 (3 years)2 FIRMS2017 - 2018 (1 year)IAKIMERY WEALTH MANAGEMENT, LLC (CRD# 288229)2017 - Present (7 years)
License(s)

State Registrations

IA
Tennessee 6/19/2017
Current Registration(s)
IA
KIMERY WEALTH MANAGEMENT, LLC (CRD#:288229)
6410 POPLAR AVENUE SUITE 100 TOWER 2, MEMPHIS, TN 38119
Registered with this firm since 6/19/2017
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/19/2017 - 12/31/2018 KIMERY WEALTH MANAGEMENT, LLC (CRD#:288229) Memphis, TN
B
 06/16/2017 - 08/17/2018 PRIVATE CLIENT SERVICES, LLC (CRD#:120222) Memphis, TN
IA
 05/29/2014 - 06/19/2017 MORGAN STANLEY (CRD#:149777) MEMPHIS, TN
B
 05/03/2014 - 06/19/2017 MORGAN STANLEY (CRD#:149777) MEMPHIS, TN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.