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Detailed Report
JOHN F FULTON JR
JOHN F FULTON JR.
CRD#: 5365066
IA
Investment Adviser
B
Broker
NEUBERGER BERMAN BD LLCCRD#: 2908 Huntington, NY
Registration History
20082010201220142016201820202022202420262 FIRMS2014 - Present (10 years)BAMERITAS INVESTMENT CORP. (CRD# 14869)2013 - 2014 (<1 year)BFIRST EMPIRE SECURITIES, INC. (CRD# 15129)2012 - 2013 (<1 year)BMETLIFE SECURITIES INC. (CRD# 14251)2009 - 2012 (3 years)BNATIONAL SECURITIES CORPORATION (CRD# 7569)2008 - 2009 (<1 year)BCASIMIR CAPITAL L.P. (CRD# 105061)2007 - 2008 (<1 year)
License(s)

State Registrations

B
Alabama 11/22/2016
B
New Jersey 4/7/2014
B
Arkansas 2/2/2018
IA
New Jersey 4/8/2014
B
Connecticut 4/30/2015
B
New York 2/10/2014
B
Delaware 4/30/2015
IA
New York 3/25/2021
B
District of Columbia 4/30/2015
B
North Carolina 4/30/2015
B
Florida 4/30/2015
B
Pennsylvania 4/30/2015
B
Georgia 4/30/2015
B
Puerto Rico 2/2/2018
B
Louisiana 2/2/2018
B
Rhode Island 4/30/2015
B
Maine 4/30/2015
B
South Carolina 4/30/2015
B
Maryland 4/30/2015
B
Tennessee 1/16/2018
B
Massachusetts 4/30/2015
B
Vermont 4/30/2015
B
Mississippi 2/2/2018
B
Virginia 4/30/2015
B
New Hampshire 4/30/2015
B
West Virginia 4/30/2015

SRO Registrations

B
 FINRA
B
 Nasdaq ISE, LLC
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NEUBERGER BERMAN BD LLC (CRD#:2908)
Huntington, NY
Registered with this firm since 4/8/2014
B
NEUBERGER BERMAN BD LLC (CRD#:2908)
Huntington, NY
Registered with this firm since 2/10/2014
Previous Registration(s)
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B
 09/05/2013 - 02/24/2014 AMERITAS INVESTMENT CORP. (CRD#:14869) MELVILLE, NY
B
 06/19/2012 - 01/25/2013 FIRST EMPIRE SECURITIES, INC. (CRD#:15129) HAUPPAUGE, NY
B
 06/12/2009 - 07/09/2012 METLIFE SECURITIES INC. (CRD#:14251) GARDEN CITY, NY
B
 08/01/2008 - 04/09/2009 NATIONAL SECURITIES CORPORATION (CRD#:7569) NEW YORK, NY
B
 09/07/2007 - 08/05/2008 CASIMIR CAPITAL L.P. (CRD#:105061) GREENWICH, CT
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.