Individual Firm
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Christopher B Bentler
CHRIS B BENTLER, CHRISTOPHER B BENTLER
CRD#: 5362083
IA
B
EDWARD JONESCRD#: 250 1245 JJ KELLEY MEMORIAL DRIVE
ST LOUIS, MO 63131
ST LOUIS, MO 63131
0
Disclosures
17
Years of Experience
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State Registrations
B
Arkansas 5/30/2019
IA
Missouri 5/30/2019
B
Connecticut 8/1/2024
B
New Jersey 5/8/2023
B
Delaware 3/2/2023
B
New Mexico 12/5/2024
B
Florida 12/5/2024
B
Pennsylvania 10/26/2020
B
Idaho 11/18/2024
B
Rhode Island 8/1/2024
B
Maryland 10/26/2020
B
Utah 5/30/2019
B
Massachusetts 5/30/2019
B
Vermont 11/18/2024
B
Missouri 5/30/2019
B
Washington 5/4/2023
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 5/30/2019
B
Registered with this firm since 5/30/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/01/2009 - 05/14/2019 | CLAYTON, MO | |
B | 06/01/2009 - 05/14/2019 | CLAYTON, MO | |
IA | 07/17/2008 - 06/01/2009 | SARASOTA, FL | |
B | 10/24/2007 - 06/01/2009 | SARASOTA, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.