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DARREN ANTHONY CHIA
CRD#: 5361712
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 10011 VALLEY VIEW ST
CYPRESS, CA 90630
Registration History
2010201220142016201820202022202420262 FIRMS2009 - 2012 (2 years)2 FIRMS2012 - Present (12 years)BMETLIFE SECURITIES INC. (CRD# 14251)2009 - 2009 (<1 year)
Disclosure(s)
View By:
6/28/2016
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 4/23/2020

B
Nebraska 12/3/2014

B
Arizona 8/9/2013

B
Nevada 2/18/2016

B
California 10/1/2012

B
New Hampshire 11/21/2024

IA
California 10/1/2012

B
New Mexico 8/9/2023

B
Colorado 4/17/2020

B
New York 5/9/2014

B
Florida 5/7/2015

B
North Carolina 4/3/2017

B
Hawaii 12/28/2015

B
Ohio 12/5/2022

B
Idaho 9/15/2014

B
Oregon 10/24/2016

B
Illinois 11/10/2021

B
Pennsylvania 3/15/2016

B
Indiana 11/28/2014

B
Texas 8/4/2014

B
Kentucky 11/20/2017

IA
Texas 8/18/2014

B
Louisiana 1/24/2019

B
Virginia 4/1/2022

B
Michigan 4/17/2018

B
Washington 11/1/2017

B
Minnesota 3/31/2016

B
Wisconsin 3/31/2016

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
10011 VALLEY VIEW ST, CYPRESS, CA 90630
Registered with this firm since 10/1/2012

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
10011 VALLEY VIEW ST, CYPRESS, CA 90630
Registered with this firm since 10/1/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/18/2009 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) BUENA PARK, CA
B
12/18/2009 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) BUENA PARK, CA
B
08/28/2009 - 11/18/2009 METLIFE SECURITIES INC. (CRD#:14251) ORANGE, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.