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Detailed Report
Andrew Sutton
ANDREW CHRISTOPHER SUTTON MR, ANDREW CHRISTOPHER SUTTON
CRD#: 5361687
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 1111 Polaris Pkwy
Columbus, OH 43240
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - 2008 (<1 year)2 FIRMS2012 - 2015 (2 years)2 FIRMS2015 - 2016 (1 year)2 FIRMS2016 - Present (8 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2010 - 2012 (2 years)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2008 - 2010 (2 years)IACHASE INVESTMENT SERVICES CORP. (CRD# 25574)2012 - 2012 (<1 year)
License(s)

State Registrations

B
Alabama 11/3/2020
B
Nevada 11/3/2020
B
Alaska 11/3/2020
B
New Hampshire 11/3/2020
B
Arizona 11/3/2020
B
New Jersey 11/3/2020
B
Arkansas 11/3/2020
B
New Mexico 11/3/2020
B
California 8/31/2016
B
New York 11/3/2020
B
Colorado 11/3/2020
B
North Carolina 11/3/2020
B
Connecticut 11/3/2020
B
North Dakota 11/3/2020
B
Delaware 11/3/2020
B
Ohio 8/31/2016
B
District of Columbia 11/3/2020
IA
Ohio 8/31/2016
B
Florida 11/3/2020
B
Oklahoma 11/3/2020
B
Georgia 11/3/2020
B
Oregon 11/3/2020
B
Hawaii 11/3/2020
B
Pennsylvania 11/3/2020
B
Idaho 11/3/2020
B
Puerto Rico 11/3/2020
B
Illinois 11/3/2020
B
Rhode Island 11/3/2020
B
Indiana 11/3/2020
B
South Carolina 11/3/2020
B
Iowa 11/3/2020
B
South Dakota 11/3/2020
B
Kansas 11/3/2020
B
Tennessee 11/3/2020
B
Kentucky 11/3/2020
B
Texas 11/3/2020
B
Louisiana 11/3/2020
IA
Texas 11/13/2020
B
Maine 11/3/2020
B
Utah 11/3/2020
B
Maryland 11/3/2020
B
Vermont 11/3/2020
B
Massachusetts 11/3/2020
B
Virgin Islands 11/3/2020
B
Michigan 11/3/2020
B
Virginia 11/3/2020
B
Minnesota 11/3/2020
B
Washington 11/3/2020
B
Mississippi 11/3/2020
B
West Virginia 11/3/2020
B
Missouri 11/3/2020
B
Wisconsin 11/3/2020
B
Montana 11/3/2020
B
Wyoming 11/3/2020
B
Nebraska 11/3/2020

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
1111 Polaris Pkwy, Columbus, OH 43240
Delaware, OH
Registered with this firm since 8/31/2016
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
1111 Polaris Pkwy, Columbus, OH 43240
Delaware, OH
Registered with this firm since 8/31/2016
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/28/2015 - 08/30/2016 THE HUNTINGTON INVESTMENT COMPANY (CRD#:16986) COLUMBUS, OH
B
 07/28/2015 - 08/30/2016 THE HUNTINGTON INVESTMENT COMPANY (CRD#:16986) COLUMBUS, OH
IA
 10/01/2012 - 07/01/2015 J.P. MORGAN SECURITIES LLC (CRD#:79) COLUMBUS, OH
B
 10/01/2012 - 07/01/2015 J.P. MORGAN SECURITIES LLC (CRD#:79) COLUMBUS, OH
IA
 08/10/2012 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) COLUMBUS, OH
B
 08/23/2010 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) COLUMBUS, OH
B
 03/20/2008 - 08/26/2010 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) SUNBURY, OH
IA
 07/26/2007 - 02/26/2008 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) DUBLIN, OH
B
 07/23/2007 - 02/26/2008 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) DUBLIN, OH
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.