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Detailed Report
JOHN RAFFLES
CRD#: 5361026
IA
Investment Adviser
STRATEGIC ADVISERS LLCCRD#: 104555 6501 S FIDDLER'S GREEN CIRCLE
STE 300 - 600
GREENWOOD VILLAGE, CO 80111-4932
Registration History
202120222023202420252026IASTRATEGIC ADVISERS LLC (CRD# 104555)2021 - Present (3 years)
License(s)

State Registrations

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Colorado 8/23/2021
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Texas 5/24/2023
Current Registration(s)
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STRATEGIC ADVISERS LLC (CRD#:104555)
6501 S FIDDLER'S GREEN CIRCLE STE 300 - 600, GREENWOOD VILLAGE, CO 80111-4932
Registered with this firm since 8/23/2021
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.