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Kyle Owen Engelhardt
KYLE OWEN ENGELHARDT
CRD#: 5359889
IA
B
EDWARD JONESCRD#: 250 301 EAST FRONT AVENUE
SUITE 104
BISMARCK, ND 58504
SUITE 104
BISMARCK, ND 58504
0
Disclosures
16
Years of Experience
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State Registrations
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Arizona 5/25/2016
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New Jersey 4/25/2022
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California 8/23/2019
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North Carolina 8/14/2019
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Colorado 9/28/2015
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North Dakota 8/3/2015
B
District of Columbia 12/9/2022
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North Dakota 8/17/2015
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Florida 8/17/2016
B
Oklahoma 1/20/2022
B
Illinois 6/29/2016
B
Oregon 3/6/2023
B
Indiana 4/2/2020
B
Pennsylvania 6/12/2023
B
Iowa 11/14/2017
B
South Carolina 4/22/2019
B
Kansas 8/6/2019
B
South Dakota 9/28/2015
B
Maine 4/18/2023
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Tennessee 2/3/2022
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Maryland 8/21/2023
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Texas 9/19/2019
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Massachusetts 9/28/2015
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Texas 9/23/2019
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Minnesota 9/28/2015
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Utah 7/15/2021
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Missouri 3/30/2017
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Virginia 3/17/2022
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Montana 8/6/2019
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Washington 8/6/2019
B
Nebraska 10/30/2017
B
Wisconsin 11/6/2015
B
Nevada 11/14/2017
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Wyoming 8/27/2020
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New Hampshire 12/10/2019
SRO Registrations
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Registered with this firm since 8/17/2015
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Registered with this firm since 8/3/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/15/2014 - 06/26/2015 | WINDSOR, CT | |
B | 07/02/2014 - 06/26/2015 | Windsor, CT | |
B | 07/08/2013 - 07/03/2014 | WINDSOR, CT | |
B | 11/09/2009 - 05/28/2013 | OMAHA, NE | |
B | 07/23/2009 - 10/12/2009 | OMAHA, NE | |
B | 09/15/2008 - 07/07/2009 | WOODBURY, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.